information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit
of operation for preventing conflict of interest and Chinese wall. (c) a method and procedure for controlling and monitoring the operation under (b). In case the applicant is a SC. and applies for
of operation for preventing conflict of interest and Chinese wall. (c) a method and procedure for controlling and monitoring the operation under (b). In case the applicant is a SC. and applies for
just voting. Activities may include monitoring and engaging with companies on matters such as strategy, performance, risk, capital structure, and corporate governance, including culture and remuneration
. • Establish records of auditor rotation within the firm as per the requirement in the Code of Ethics, as well as establish monitoring process on those records. - 13 - Observations Associated risks
, Section 36, Section 41, Section 43, Section 44, Section 45 and Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law, as well as Clause 16(6) of the Ministerial Regulation
. The Principles are the ICGN’s primary standard for well governed companies and set the framework for a global work programme focused around influencing public policy, informing governance dialogue and
July 2009 shall be repealed. Clause 3 In this Notification: “asset” means land, structure, machinery, equipment, long-term lease, patent or intellectual property being eligible to be assessed under
English translation is strictly for reference. Notification of the Securities and Exchange Commission No. KorRor. 14/2555 Re: Rules for Being Settlor and Trustee of Real Estate Investment Trust (Codified
Objectives of practice guidelines for business continuity management The SEC provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity