accounts regularly to prevent other persons from using the accounts to trade securities without the investors’ authorization. Besides, transaction conformation documents must always be monitored to make sure
governance are regularly reviewed, monitored, and given attention to by Thai listed companies. However, it is anticipated that the ACGS criteria will be amended in 2022 to reflect the most recent G20/OECD
SEC’s consideration of approval. SEC Oversight of Securities Short Selling (Published on 17 November 2023 (Thai version)) The SEC has continuously monitored the SET’s operations, including the possibility
sample are observed their characteristics through turnover ratio (TUR). Page 21/40 Research Framework and Methodology The research methodology mainly deals with structural models as two equation models are
business expansion. Compared with administrative expenses in 1Q17, an increase of Baht 3.60 million or 10.50% is observed, and this is mainly due to an increase in travel expenses, stock destruction fee, and
depreciation expenses. Compared with the administrative expenses in 1Q19, an increase of Baht 3.55 million or 10.99% is observed, and this is mainly due to an increase in the reclassification of fixed costs at
fee. Compared with administrative expenses in 1Q18, an increase of Baht 2.69 million or 9.15% is observed, and this is mainly due to an increase in share-based payment transaction and a reclassification
from investment scams via various new forms and channels. In this regard, the SEC has observed a persistent trend of investment scams related to the capital market, with scammers often using online
perhaps contradictory regulations between jurisdictions is also an issue that should be monitored so that no regulatory vacuum is allowed to develop (i.e. issues slipping through in which no authority has
W20 (3) Educated the staff about IT security and the Computer Crime Act B.E.2550 (2007) as well as monitored their compliance with the IT security policy; (4) Improved the SEC's website (www.sec.or.th