and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the
Community (AEC), and the advancing digital age amid the rapid pace of technological advancement, thus leading to changing customer behavior, regulatory changes and life platform-driven competition. Given the
ก.ล.ต. เปิดรับฟังความคิดเห็นการกำหนดให้การประกอบธุรกิจให้บริการระบบอิเล็กทรอนิกส์เพื่อการซื้อขายหลักทรัพย์ (Electronic Trading Platform : ETP) เป็นธุรกิจหลักทรัพย์และแนวทางการเข้าร่วมโครงการทดสอบและ
The SEC is hosting the Asia Pacific Takeovers Regulators Conference 2019, an annual platform for expanding cooperative network within the region and sharing views on regulatory frameworks and
in establishing a sustainable bond data platform as well as to explore the possibility of displaying Thai sustainable bonds (Green Bond, Social Bonds and Sustainability Bonds) on LGX, a platform
(Dashboard) ISIN Code ESG Product Platform SHARE : For More Information ContactUs SEC Help Center Tel. +66-2033-9999
Product Platform SHARE : For More Information ContactUs SEC Help Center Tel. +66-2033-9999
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points of the criteria can be summarized as follows: Banks are allowed to conduct customer identity verification either in-person or remotely via the National Digital ID Platform (NDID). To verify
’ Life Platform of Choice”, we have upgraded our capability in data compilation and analytics, allowing us to understand and anticipate each individual customer’s needs under the “Segment of One” while