cause the price or the volume of such securities trading to be inconsistent with the normal market condition and caused damages to other investors. 15/12/2020 The Civil Court delivered the Appeal Court
period. The Criminal Court sentenced the accused to pay a fine of Baht 632,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 286,000. SEC Act S.56 and
, violating Section 301. On February 9, 2011, the court sentenced the accused to one-year imprisonment. The accused appealed against the judgment of the Court. SEC Act S.301 Criminal Complaint Filed with an
violation of Section 315 of the Securities and Exchange Act B.E. 2535. On October 7, 2020, the Criminal Court sentenced the defendant to 10 years in prison. The defendant exercised the right to appeal. The
for the year 2012 (Form 56-1) to the SEC and the SET within the specified period. On March 26, 2014, the Bangkok South Criminal Court ruled against the accused for violating Section 56 and Section 274
involved in financial transaction concerning the purchase of GLOBAL shares. 26/05/2020 The Civil Court delivered The Appeal Court judgement upholding the Civil Court judgement and ordering each party to
disclosed to the public. Mrs. Usuma and Miss Thitirat rendered assistance to his commission of the offense. 31/10/2023 The Civil Court delivered a judgement that the defendant had committed an offense
February, 2016 through the securities trading accounts of Mrs. Usuma by using material information which has not yet been disclosed to the public. 31/10/2023 The Civil Court delivered a judgement that the
February, 2016 to 4 March, 2016 through the securities trading accounts of Miss Thitirat by using material information which has not yet been disclosed to the public. 31/10/2023 The Civil Court delivered
submit or disclose material facts that POLAR ceased operating all or part of its business due to a court-ordered receivership on 3 August 2017, POLAR concealed such information and other activities