based on the United Nations Guiding Principles on Business and Human Rights (UNGPs), a major driving force toward business competitiveness and sustainability. The SEC also used the opportunity to

viewed at https://sustainablefinance.sec.or.th/Bond . The SEC has developed and launched the “ESG Product Platform” in January this year to be used as a comprehensive and alternative information

Recently, the SEC has been notified that some private sector entities have used the SEC’s response letters as references for other persons in various transactions, possibly providing information that

Currently, securities companies provide margin loan services to investors to enhance opportunities for higher returns on investments. However, the SEC has observed that many stocks used as

Mr. RAVI LOHTONG During the period of 8 - 30 October 2015, Mr. Ravi Lohthong, director and chief advisor to the executive board of Siam Sport Syndicate Public Company Limited ("SPORT") used

Mr.Chatchai Dhammarungruang Between July 7,2016 and August 3, 2016, Chatchai, former director of Modernform Group Plc. had used trading account of his daughter to sell a total of 1.3 million share of

Miss Benjamas Dhammarungruang Between July 7,2016 and August 3, 2016, Chatchai, former director of Modernform Group Plc. had used trading account of Benjamas Dhamarungruang his daughter to sell a

and private fund management. Furthermore, PPI used website: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment

offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used website: www.ppi-advisory.com to lure investing public that it had very

Global Consultant Company Limited Global Consultant Company Limited (“Global”) colluded with the other alleged offender in operating securities businesses of brokerage. Furthermore, Global used