; (c) being the manner of inappropriate investment as a professional; (d) bringing about [i] conflicts of interest with the client or [ii] unfairness to the client; (9) having a system for protecting the
Monitor inappropriate or unfair actions ë Monitor and update a database of qualified executives ë Handle complaints against malpractice and breach of specified rules and regulations ë Approve rules and
, which could render the transaction inappropriate in terms of collateral during the construction, payment methods and other related terms and conditions. In the end, this construction contract could affect
Provincial Electricity Authority; and (2) The payment condition is inappropriate because SUPER has paid a lump sum advanced payment for the share purchase even before the shareholders pass a resolution either
competitive edge for JMT Plus.On the contrary, the independent financial advisor views that such waiver of subscription right is inappropriate because the fair price in the range of 10.33 - 13.22 baht per share
that the shareholders should not ratify the financial support transaction because the loan interest rate is inappropriate and lower than the GJS financial costs of 14.85 percent per year. Besides, the
inappropriate behaviors related to giving of investment advice to imply guarantee of returns or let investors expect returns without supporting information or documents. Investors are advised to study relevant
particular person to reduce inappropriate PP offering. The SEC is proposing to amend the PP offering regulations to further enhance efficiency of such offering and maintain sufficient investor protection
for effectively preventing inappropriate actions and facilitating further inspection of regulators.Furthermore, the SEC urged the ASCO to consider the determination of trading service fees to promote