suspending {A}, an employee of Kiatnakin Securities Co., Ltd. and {B}, an employee of Phara Securities Plc. and also revealing {C}'s inappropriate behavior.  The SEC found from its routine inspection that {A

that meet additional criteria. The draft revision aims to streamline the PO application procedures for the offeror who has no records of inappropriate corporate governance practices and whose shares are

Bangkok, July 17, 2013 - The SEC revoked approval as well as disclosed inappropriate behavior of {A}, a capital market investment consultant of Kasikorn Securities Plc.  Following the report from

SEC also disclosed inappropriate behavior of {D}.The SEC?s routine inspection of investment consultants found that {A} (then worked at ZMICO Securities) had been authorized by his client to make

inappropriate acts.Vorapol Socatiyanurak, SEC Secretary-General revealed after the first quarter meeting of 2013 between the SEC and the ASCO that the meeting has agreed to be responsive to the bullish market

inappropriate behavior of {B}, an investment consultant of another securities company. Following a customer complaint against {A}, the SEC probed into the case and found that she had sold four securities of the

, while he escaped from the case.  Owing to such severe offences, the SEC deemed Chalerm unfit to be in the securities business personnel and, therefore, revoked the approval status of the investor contact

such severe wrongdoings, Chalerm is deemed unfit to perform the duty as investor contact and revokes the approval status of the investor contact for ten years, starting from June 23, 2011.Concurrently

also considered personnel in the capital market. As a result, his aforesaid misconduct has caused him to possess the prohibited characteristics of capital market personnel.* This deems him unfit to

ground of inappropriate price. The average price of the seven plots of land is 1,336.81 million baht, 164-236 million baht higher than the prices appraised by Knight Frank Chartered (Thailand) Co. Ltd