company directors and the unclear information regarding the invitation to the Board of Directors meeting, the SEC has therefore instructed JKN and persons involved to give additional clarification and

to safeguard investors’ interests. SEC has revised the following five notifications, namely, (1) The draft notification relating to the investment of mutual funds, (2) the draft notification

) นับบุคลากรประจำของบริษัทท่านเท่านั้น ไม่นับบุคลากรจากบริษัทแม่ หรือบุคลากรประเภท outsource/contract/3rd party (2) นับเฉพาะเจ้าหน้าที่ซึ่งรับผิดชอบงานด้าน IT Security/Cybersecurity (Protect and Defend

is to determine in what situations categorical rules (i.e. norms that apply uniformly, without permitting many exceptions based on “relevant facts and circum- stances”) more effectively protect

protect WAVE?s interest in material matters, for instance, a veto right in relation to important resolutions and a put option exercisable when the project will not complete as planned. Nonetheless, IFA

trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain

information and information processing facilities. Provisions in the Notification No. Sor Thor. 37/2559 Clause 18 An intermediary shall establish physical and environmental security measures to protect IT

. Provisions in the Notification No. Sor Thor. 37/2559 Clause 18 An intermediary shall establish physical and environmental security measures to protect IT assets in accordance with the following criteria: (1

information thoroughly and exercise their rights to protect their own benefits. In addition, they should seek further clarifications from the company?s directors and executives to obtain adequate information

from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of