sector. In addition, as SEC has measures for monitoring and inspection of reports, data, including business standards and ethics of the securities companies, it is able to ease the rules to better
การได้อย่างถูกต้อง ก.ล.ต. จึงได้จัดทำเอกสารสรุปแนวทางการให้บริการผู้ลงทุนไทยของผู้ประกอบธุรกิจต่างประเทศ รวมถึงกำหนดแนวทางการอำนวยความสะดวกในการเข้ามาประกอบธุรกิจ (ease of doing business) โดยมีสาระสำคัญ
; and access information sources for investment decision making. At SEC booth, ?Bond Supermart? is also introduced to ease trading debt securities in the secondary market. Specially, start-to-invest
; and access information sources for investment decision making. At SEC booth, ?Bond Supermart? is also introduced to ease trading debt securities in the secondary market. Specially, start-to-invest
ease the government?s burdens on budget and public debts. The Cabinet resolution today will support investment in infrastructure fund to become more attractive and the fund will support economic
sector, the SEC Board has approved to ease the regulations governing the establishment of an audit committee for certain types of securities companies. The audit committee is required to perform the duty
are advised to use information from official, reliable sources. In case of false information dissemination found, please inform the SEC Help Center at 0-2263-6000. The news reporters are also asked for
obtain Investment Advisor or Derivatives Advisor licenses. However, those eligible to provide advice to retail investors must be screened by local securities firms as being competent and reliable foreign
identification and verification procedure that is both appropriate and reliable; - Upon any material change in a transaction, or any reason to suspect such information, to verify, to review, and to collect
2015 and 2016 were restated because fictitious revenue had been recorded. The SEC reviewed Patamavan’s engagement performance as NMG’s auditor and found that she failed to obtain reliable evidence that