applicant who holds shares more ten percent of the outstanding shares. No. Name Number of shares (thousand unit) Percentage of the outstanding shares (%) 1 2 3 4 (Translation) Part 3: Purpose of submitting an
investment or holding of shares, a securities intermediary in the category of securities finance may invest in shares at an amount not exceeding ten percent of the total shares sold of such company, and the
to responsibility for mutual fund management. Clause 4 Any person holding more than ten percent of total shares sold of newly established limited company or public limited company under Clause 3 shall
shareholder or a beneficial owner of more than ten percent of the total voting rights of the applicant. For the interest of the provision under Paragraph 1, a “ beneficial owner ” means the beneficial owner of
shareholder or a beneficial owner of more than ten percent of the total voting rights of the applicant. For the interest of the provision under Paragraph 1, a “beneficial owner” means the beneficial owner of
Notification; and (4) have shareholder holding exceeding ten percent of total shares sold with qualifications specified under Clause 3(2) (3) and (4). Where shareholder according to Sub-clause (4) is a legal
Shares to Specific Investors (Private Placement) at the Offering Price with a Discount of not more than ten percent of the Market Price 2. Capital Increase Report Form (F53-4) 3. Information Memorandum on