One of the objectives of the Thai capital market development plan is to enable the public to access and utilize the capital market for savings and investment purposes. SET has taken steps to
process to achieve that goal. SEC has proposed to hire a researcher to conduct a study on the legislations relating to audit firms and auditors supervision in foreign country which will be taken into
orders sent through him for several days. {A} admitted that the securities trading orders were taken via mobile phone; the misconduct of which he had previously committed. In case of {B}, the SEC found
Following a report from Maybank Kim Eng and SEC’s further investigation, it was found that from the month of May to 5 October 2016, Pusit, who was the company’s executive at the time, had taken
such group of investors which includes Mr.Vijit Supinit. The SEC Board Meeting No. 6/2011 held today, therefore, has taken this matter into consideration and assigned the Audit Committee to consider two
shareholding structure prior to public disclosure of such information. Mr. Pichai believed that the SEC investigation, if taken, will find that the group of persons gained huge amount of profit not possible to
At the SEC Meets the Press session today, Secretary-General Pornanong Budsaratragoon shared her perspective and vision for leading the SEC organization after recently assuming office. “I have taken
Government Gazette and has taken effect since 1 October 2023. ______________________Remark: * The Notification of the Capital Market Supervisory Board No. Tor Jor. 18/2566 Re: Offer for Sale of Newly Issued
. As ordered by the SEC, Mr. Phantongtae and Ms. Pintongta Shinawatra submitted evidence certified by a notary public that Mr. Phantongtae had taken over Ample Rich Investments Ltd. from Prime Minister
and failing to comply with the standards of conduct as prescribed by the SEC. The revocation has taken effect today. According to the SEC findings, Sutthasinee agreed to render a service of