The meeting agreed to resume discussion to develop mutual recognition framework to facilitate cross-border mutual fund offerings. The discussion was initiated in 2004 before later being halted.  To

In March 2018, ACMF launched the ACMF Professional Mobility Framework to contribute towards investment consultation and analysis on cross-border products in ASEAN region which will facilitate

in case of failure to rectify. The proposed rules will provide more up-to-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well

Bangkok, January 19, 2016 ? The SEC is seeking public comments on draft rules and guidelines for supervising crowdfunding portals.The proposed rules aim to establish a standard framework for

, switching and transferring investment units and signed two clients? names. In case of the first client, Thanjira signed the client?s signature to request a change of the client?s contact information to her

consideration relevance and connection to the National Strategy and the Capital Market Development Plan. We also considered the changing environments and the new age of the financial world which can bring about

supervisory framework for the use of Artificial Intelligence (AI) and Machine Learning in the Thai capital market. The framework is in line with the International Organization of Securities Commissions: IOSCO

. In response to such change, the SEC closely monitors mega trends in international markets and aims to ensure the Thai capital market regulatory framework does not impede new developments. Equity

switching: Requiring asset management companies (AMC) to review that the fund’s articles and other relevant requirements are abided by the relevant laws and regulations, particularly, the investment policy

การนำเทคโนโลยีมาอำนวยความสะดวกให้ผู้ลงทุนเข้าถึงบริการในตลาดทุนได้ง่าย และสามารถปรับเปลี่ยนรูปแบบที่ต้องการรับบริการได้สะดวกรวดเร็ว (ease of switching) โดยได้รับเกียรติจากวิทยากรผู้เชี่ยวชาญหลากหลายสาขา