turn to share knowledge and experience relating to the setting up of similar funds in their respective countries and how to handle investor complaints and manage disputes. During the panel discussion
sector agreed that progress in technology has played an important role in causing businesses to adapt and prepare to handle the expectations of investors in accuracy, speed of service and the need to
governance;(6) Disclose scope https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8654 SEC urges business operators to make necessary preparations to handle COVID-19 situation SEC requests that business
conditions to handle potential risks and liabilities from duty performance, for example, in case of loss of clients’ assets. SEC Secretary-General Ruenvadee Suwanmongkol said: “Technology is key to digital
price quotation and securities trading, system for surveillance of securities trading, and system for clearing and settlement of securities, which promote and maintain the integrity, efficiency and
and special investigation against possible contravention or malpractice ë Handle complaints against misconduct ë Set approval standards to ensure that related persons are fit and proper ë Set standards
; (2) enhancing efficiency of preventive measures, surveillance, and enforcement mechanisms in response to technology advancement; (3) increasing market width and depth to attract worldwide investors and
การเงิน และ ภาคตลาดทุน รายจ่ายท่ีใช้งบประมาณปกติ 37,131,000 4 ระบบ Market Surveillance ส าหรับ สินทรัพย์ ดิจิทัล https://www.sec.or.th/TH/Template3/Budget/2565/sec-budget-2565-strategy.pdf sec
&start=20&rows=10 21 - 26 of 26 results Sort by: Relevance Date (Newest) Date (Oldest) KeyPerformance-2563.pdf surveillance เพื่อจัดหำเครื่องมือช่วยในกำรกำกับดูแลกำรซื้อขำย สินทรัพย์ ดจิทัิลทีเ่หมำะสมและ
รวมถึง สินทรัพย์ ดิจิทัล ตามกฎหมาย https://www.sec.or.th/TH/Documents/AboutUs/no_corruption_sec.pdf KeyPerformance-2563.pdf surveillance เพื่อจัดหำเครื่องมือช่วยในกำรกำกับดูแลกำรซื้อขำย สินทรัพย์ ดจิ