efficiency and practicality for the industry. On the salesperson side, the focus will be to enhance quality by recategorizing sales licenses according to levels of risk and complexity of the products. The
committed a plan to ensure good governance, transparency, and corruption-free operation, and to enhance the efficiency of operations and services to achieve the SEC mission and better serve the needs of
offering in the shareholders’ meeting notice for the benefit of investors’ decision making. The main purpose is to enhance protection for the existing shareholders and prevent offering of benefits to any
-General Ruenvadee Suwanmongkol is the only official receives the “Outstanding Digital Organization Leader Award” this year. “SEC strong advocates on bringing digital technology to improve our services
, these efforts aim to enhance supervision, improve responsiveness, and increase efficiency in order to mitigate systemic risk effectively.Furthermore, the regulatory and measure review includes stricter
requirements to emphasize the importance of corporate governance practices and corporate social responsibility and the disclosure thereof. The SEC also supports training to enhance knowledge and experiences of
, trustworthiness, and competitive advantage. ?The SEC wishes to enhance the roles of audit committee by prescribing proper educational background and accounting experiences, extending scope of roles and duties to
laid out the strategic plan for the next three years (2019-2021) focusing on the optimum use of technologies to enhance market efficiency and facilitate fundraising and investment activities in order to
SHARE : SEC amends regulations on custody of clients’ assets in digital asset businesses to enhance investor protection Wednesday 2 March 2022 | No. 32 / 2022 The Securities and Exchange Commission (SEC
landscape, and endorsement of international standards. The SEC has also laid out the strategic plan for the next three years (2019-2021) focusing on the optimum use of technologies to enhance market