reviewed financial statements for Q3/2016 to the SEC and the SET within the specified period. The Criminal Court ordered the defendant to pay a fine of Baht 80,000 and a further fine of Baht 1,000 for each
. Chinnavat Chinsangaram before both of them becoming director of ADAM. The public prosecutor ordered a non-prosecution order. SEC Act S.307 311 in conjunction with 315 Criminal Complaint Filed with an
ADAM. The public prosecutor ordered a non-prosecution order. SEC Act S.307 311 in conjunction with 315 Criminal Complaint Filed with an Inquiry Official Dated 12/04/2019
specified in the notification of the Capital Market Supervisory Board. The public prosecutor ordered a non-prosecution order. SEC Act S.246 and 247 Criminal Complaint Filed with an Inquiry Official Dated
period specified in the notification of the Capital Market Supervisory Board. The public prosecutor ordered a non-prosecution order. SEC Act S.246 and 247 Criminal Complaint Filed with an Inquiry
ordered the defendant to pay a fine of Baht 383,500. Since the defendant pleaded guilty, the Court reduced the fines one-third, resulting in a fine of Baht 255,668 and a further fine of Baht 250 for each
Bangkok, 23 June 2017 ? The SEC has ordered Polaris Capital Public Company Limited (POLAR) to have an auditor conduct a special audit on the sources, existence and completeness of its accounting
out policy and supervised the SEC Office’s overall operation and implementation of the SEC Strategic Plan in line with the CMDMP and according to the set timeframe. In doing so, the SEC Board also gave
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
impose civil sanction on the eight offenders. In this regard, (1) PCL, (2) Pranay, (3) Manish and (5) Amit were ordered to pay a separate civil penalty of 500,000 baht while (4) PAPL was ordered to pay