beneficiaries have every right to challenge a signatory’s explanations if they are unconvincing, they should not evaluate explanations in a mechanistic way. Departures from the Code should not be automatically
required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in
with proper risk management for derivatives investment. In addition, stress test must be conducted while contingency plan must also be prepared. Mutual funds for AIs setting maximum limits of derivatives
enter into the arbitral process organized by the Office. Chapter I V Appointment and Challenge of Arbitrator ________________________ Clause 14. In the arbitral proceeding, there shall be one arbitrator
order to terminate the mediation, as the case may be, and then the parties shall enter into the arbitral process organized by the Office. Chapter IV Appointment and Challenge of Arbitrator
order to terminate the mediation, as the case may be, and then the parties shall enter into the arbitral process organized by the Office. Chapter IV Appointment and Challenge of Arbitrator
Securities Token Offering (STO) กับตลาดทุนไทย ศักราชใหม่...การประกอบธุรกิจสินทรัพย์ดิจิทัล FinTech Challenge 2018: The Discovery ระวังถูกหลอกลงทุน...ไอซีโอและคริปโทเคอร์เรนซี ก.ล.ต. พร้อมพิจารณาไอซีโอพอร์ทัล
ก.ล.ต. ร่วมกับ 7 หน่วยงานพันธมิตร* ประกาศผล 10 ทีมที่เข้ารอบสุดท้ายในโครงการ FinTech Challenge ซึ่งแต่ละทีมต่างแสดงให้เห็นถึงความคิดสร้างสรรค์ แผนธุรกิจที่ตอบโจทย์อุตสาหกรรมด้านการเงิน การลงทุน และ
such as push selling or unsuitable distribution of financial products are found as a common area of concern arises in many jurisdictions, which poses challenge to the regulators. In this view, members
auditing the issues related to fraud risks and revenue recognition. In addition, the ongoing challenge to be urgently addressed was to increase the number of auditors with a view to accommodating the growth