will yield good returns and will effectively reinforce the SEC's financial stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) Our Roles How We Regulate SEC
and resolving such problem within 90 days, during which periods customers and stability of the capital market in general may be affected . In addition, the current rules on calculation of NC are not
On 3 August 2023, the SEC Board Meeting No. 12/2023 passed a resolution approving the principles and draft regulations related to application for approval and granting of approval for derivatives
With the objective to support and promote an ongoing access to capital by businesses in the government-promoted industries, the SEC Board Meeting No.9/2566 passed a resolution, approving SET rules
In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business
On 10 November 2022, the SEC Board Meeting No. 15/2565 passed a resolution approving the SEC’s proposal for amending the regulations related to quota allocation for foreign exchange transactions of
On 15 November 2022, the Capital Market Supervisory Baord Meeting No. 11/2565 passed a resolution approving the proposal for amendment to the regulations on equity allocation to promote clarity. The
application and registration fees for asset management companies, and (3) consider approving these funds by an auto-approval scheme.
On 11 December 2019, the SEC Board passed a resolution approving ThaiBMA as a licensed securities depository under the regulatory sandbox project whereby blockchain technology is implemented to
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC Board Meeting No. 2/2565 held on 3 February 2022 has passed a resolution approving the draft regulations and the Notification of the Stock