under Paragraph 1, the SEC Office shall take the following factors into its consideration: (1) the seriousness of the facts or circumstances that have changed; and (2) the effect upon the investors who
subscribers. To give order under the first paragraph, the SEC Office shall take the following factors into consideration: (1) severity of the facts or circumstance that have been changed; (2) impact on investor
intermediary shall have measures for correctness [of fault action], control [of impact] and punishment [for wrongdoing] in proportion to the seriousness of their actions. Clause 9 In case the association
into its consideration: (1) the seriousness of the fact or circumstances that have changed; (2) the effect upon the investors who have subscribed for the debt securities. Clause 11 In cases where any of
factors into its consideration: (1) the seriousness of the facts or circumstances that have changed; and (2) the effect upon the investors who have subscribed for those bonds. Clause 15 In cases where it
factors into consideration: (1) the seriousness of the facts or circumstances that have changed; and (2) the effect upon investors who have subscribed for those debt securities. Clause 12 In the case where
Group 3 _______________________ Clause 36 In deliberating the severity of demeanor which is deemed to be the possession of prohibited characteristics in Group 3 under Clause 31, or in deliberating an
In deliberating the severity of demeanor which is deemed to be the possession of prohibited characteristics in Group 3 under Clause 31, or in deliberating an action under Clause 35, the SEC Office
. Division 3 Consideration of Prohibited Characteristics in Group 3 _______________________ Clause 36 In deliberating the severity of demeanor which is deemed to be the possession of prohibited characteristics