ensuring that listed companies are capable of fully complying with relevant criteria, and sufficiently supporting investment decisions. Moreover, financial advisors give opinions to shareholders when listed
This proposed amendment to the regulations on qualifications of capital market auditors aims to facilitate capable auditors’ entry into the capital market to perform audit work and to streamline
company shall provide a reservation of information and computer system of the securities company which is capable of supporting the business operation continuously, efficiently and up to date. Clause 9. The
correctly. Clause 8. The securities company shall provide a reservation of information and computer system of the securities company which is capable of supporting the business operation continuously
available at www.sec.or.th/hearing . Related persons and interested parties may express their comments at the website or send comments to e-mail benja@sec.or.th or sawarin@sec.or.th until 20 August 2019
facsimile: 0-2033-9660 or email: piyatit@sec.or.th and witchulada@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and Exchange Commission, Thailand 333
Mr. A did not consent to bring an end to the case at the SEC level, the SEC therefore decided to send a letter to the prosecutor to file a civil lawsuit against Mr. A and press for civil sanctions
send comments to e-mail: corporat@sec.or.th until 15 June 2020.
://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=617. Stakeholders and interested parties are welcome to send comments or suggestions to www.sec.or.th or e-mail: tanach@sec.or.th or ratchrin@sec.or.th. The public
spread of the novel Coronavirus disease (COVID-19), shareholders should consider proxy voting through the independent directors instead of attending the meeting in person and send questions to the