a number of orders via mobile phone. For {B}, the SEC probed into the case and found that she failed to keep complete record of a number of a client's securities trading orders and admitted that the
had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
order form (Form F8) despite the fact that those trading orders were made via mobile phone. Use of Form F8 therefore was inappropriate submission of trading orders because such Form must be used in
Holding Company investing in retail business such as mobile phone distribution and accessories, non-performing debt management, real estate development, hire purchase (associated company), personal loan
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Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No SECURE HUDSON ASIA HOLDINGS PTE. LTD Disposition Stock
, the SEC urged short-term debt issuers to secure a reserve fund to prevent liquidity issues. In this particular case, the company must clarify information to investors to prevent damage to the overall
ผู้บริหาร ความสัมพันธ์ * ประเภทหลักทรัพย์ วันที่ได้มา/จำหน่าย จำนวน ราคา วิธีการได้มา/จำหน่าย หมายเหตุ เอ็นฟอร์ซ ซีเคียว จำกัด (มหาชน) บมจ.(SECURE) นางสาว นริศรา วงษ์จันทึก ผู้รายงาน หุ้นสามัญ 01/07
LIMITED SEAFCO: SEAFCO PUBLIC COMPANY LIMITED SEAOIL: SEA OIL PUBLIC COMPANY LIMITED SECURE: NFORCE SECURE PUBLIC COMPANY LIMITED SE-ED: SE-EDUCATION PUBLIC COMPANY LIMITED SELIC: SELIC CORP PUBLIC COMPANY
SATHORN ROAD, THUNGMAHAMEK SATHORN, BANGKOK 10120 PHONE : +66 (0) 2625 1188 FAX : +66 (0) 2625 1103 www.jubileediamond.co.th No. CS03/2019 February 22nd, 2019 Subject: Declaration of Operating Results for