Bangkok, August 20, 2012 ? The SEC revealed that examination on quality assurance of audit firms showed satisfactory result after the issuance of regulation requiring all auditors of companies in the
for one year details of the allocation to all persons that having value of at least one million bath or over in order for the SEC?s examination. In addition, list of all patrons (classified by types
Unofficial translation FORM 35-E2 Letter of Consent (Inspection of the director and executive’s qualification on the company’s request) Attention: Secretary General, the SEC Office Whereas I
Miss Nilubol Kreuanoparat Miss Nilubol Kreuanoparat, the former TSF’s chairman of the audit committee failed to report the result of preliminary inspection to the SEC Office and the auditor within
Air Chief Marshal Orranop Menaruchi Air Chief Marshal Orranop Menaruchi, the former TSF’s audit committee failed to report the result of preliminary inspection to the SEC Office and the auditor
Lieutenant General Anumontri Vattanasiri Lieutenant General Anumontri Vattanasiri, the former TSF’s audit committee failed to report the result of preliminary inspection to the SEC Office and the
.{A} case was referred from the Stock Exchange of Thailand for the SEC's further investigation while cases of {B} and {C} were detected by the SEC's routine inspection. The SEC found from the probe that
trading orders, effective from January 19, 2013.The SEC found from its routine inspection that {A} had failed to record her investment advice and a client's securities trading orders for 14 days as
announced at the ASEAN Audit Regulators Group (AARG)'s 5th annual Audit Inspection Workshop held in Kuala Lumpur from 21 to 22 February 2017. The Workshop also saw AARG embark for the first time, on a long