suspended the approval for {A} as an investment consultant for complex instruments type 1** for nine months and 22 days, effective from 22 April 2020. Investors are strongly advised to be cautious and

-1199.To ensure proper legal protection, those who are interested in making investment in derivatives are strongly advised to check whether the soliciting companies are authorized by the SEC or the

served.Investors are strongly advised to be careful and not to allow investment consultants to make trading decisions for them. Compliance unit should be immediately informed if a trading account is used without the

strongly advised to be careful with such manner of solicitation above and verify the existence of the solicited shares or examine if the offering in question has been properly filed with the SEC before

. To ensure proper legal protection, those who are interested in making investment in futures products or other securities are strongly advised to check whether the soliciting companies are authorized by

under the Securities and Exchange Act.The SEC strongly urges persons interested in investing in securities to exercise discretion and make investments only with business operators who have obtained a

confidence in the fair and transparent services of professional securities companies and the overall trading system. The SEC strongly advises that securities companies put in place effective and examinable

investors are strongly advised to do business with only licensed derivatives dealers or agents. The official list of the SEC-authorized derivatives business operators is viewable under the topic ?Derivatives

strongly advised to do business with only licensed derivatives dealers or agents. The official list of the SEC-authorized derivatives business operators is viewable under the topic ?Derivatives Agent? at the

case of suspicious irregularities, investors are strongly advised to make direct inquiries to the back office or the compliance unit of the securities company for clarification and further action.