duty to prepare and disclose a report regarding her holding securities and the changes to such holdings (Form 59-2) within 12 February 2020. However, Miss Pikun prepared and disclosed the report (Form 59
to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within March 12, 2020. However, Mr. Yongkiat prepared and disclosed the report (Form 59-2
, Mr. Thana has the duty to prepare and disclose a report regarding his holding securities and the changes to such holdings (Form 59-2) within 4 March 2020. However, Mr. Thana prepared and disclosed the
Section 108 Securities and Exchange Act B.E. 2535 Section 108. A securities company shall publish particulars or disclose any other information concerning the securities company in accordance with
Company Limited (SSC) shares. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares. SEC Act S
filed in the name of Mr. Porameth Rungrongtanin and did not disclose that Mr. Sathit was the owner of ABC shares. SEC Act S.247 Settlement Committee Meeting No. 9/2018 Settlement Committee Order No
UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a fund management company, disclose investment information which is failed to comply with the rules
securities via her nominees' securities accounts but failed to prepare and disclose report on change in her holding to the SEC Office within the period specified in the notification of the Capital Market
confidence and promoting robust economic growth. The SEC also encourages listed companies to establish and implement anti-corruption measures and requires them to disclose such policy and performance in the