Microsoft Word - Hearing ร่างประกาศ ASEAN CIS_15 เอกสารรับฟงความคิดเห็น เลขท่ี อกธ. 3/2557 เร่ือง รางประกาศเกี่ยวกับการเสนอขายหนวยลงทุนโครงการจดัการลงทุนตางประเทศในกลุมอาเซียน (ASEAN Collective

Microsoft Word - hearing ร่างประกาศ v2 เอกสารรับฟงความคิดเห็น เลขท่ี อกธ. 31/2557 เร่ือง หลักเกณฑในรายละเอียดเกี่ยวกับการติดตอและใหบริการลูกคาสําหรับผูประกอบธุรกิจหลักทรัพย และผูประกอบธุรกิจ

Bangkok, March 25, 2015 ? Equity private placement deals of listed companies have been significantly increased recently while the existing rules do not cover certain circumstances that might be unfair or might cause damage to shareholders.  The SEC, therefore, proposed revision of rules on private placement of newly issued shares in the following issues: 1) consideration on private placement price; 2) exercise of due care by listed companies? board of directors in giving information and opinions...

, and promoting listed companies? responsible business operation in line with the environmental, social and governance (ESG) criteria.The consultation paper is available at www.sec.or.th/hearing

consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2695-9935 or email: hiri@sec.or.th.       The

Bangkok, September 23, 2015 ? Mr. Pariya Techamuanvivit Director, Corporate Affairs Department revealed that the SEC is currently seeking public comments on the draft rules regarding underwriting business.? The objectives of the rule-amendment are to promote flexibility and prevent conflict of interest. The proposal has undergone series of discussions with various stakeholders including securities underwriters. The proposed new rules cover the addition of municipal bond as securities, and filing...

@sec.or.th.       The public hearing ends on May 23, 2016. 

suggestions gathered from the previous hearing on the principles of the said rules conducted in January.   Essentially, the draft rules emphasize the improvement of information disclosure and clearer warning of

0-2263-6581 or email: corporat@sec.or.th. The public hearing ends on January 15, 2016.?

instrument or transaction is allowed without ratio limit, and obligations by way of borrowing or repurchasing (repo) agreement is permitted at the limit of 50 percent of the NAV.A hearing on the principles of