ชื่อผู้ได้มา/จำหน่าย :?MACKENZIE CUNDILL RECOVERY FUND | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 01/02/2555
ready for retrieval or inspection by the SEC Office upon request. (1) the persons under Clause 5 and Clause 6 of the intermediary who is a financial institution established under other laws and licensed
Translation (Unofficial Translation) PAGE (Unofficial Translation) Page 32 of 32 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Rel...
Microsoft Word - OrKhorNor5-2549F.doc (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating...
intermediary ; (3) a complete and updated evidentiary documentation of the operational function outsourced to the service provider shall be maintained in such a manner of ready retrieval for promptly viewing and
be maintained in such a manner of ready retrieval for promptly viewing and inspecting by the SEC Office; (4) it shall be accommodated to the SEC Office for inspecting the operation of the service
2015 3 Note by the OECD Secretary-General G20 Finance Ministers and Central Bank Governors Meeting 4-5 September 2015, Ankara Good corporate governance is not an end in itself. It is a means to create
). Clause 20 An intermediary shall prepare the information on the appointment and the discontinuation of the following persons and keep it at the company to be ready for retrieval or inspection by the SEC
COVID-19 crisis, (2) To create capital market accessibility for both investment and fundraising to alleviate national inequality, (3) To enhance market confidence and competitiveness, (4) To develop