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services. This is to ensure that such capital market personnel can provide appropriate advice and useful information to investors. Meanwhile, the Prof. Link platform will further facilitate license renewal
restriction in case where the asset management companies are unable to maintain adequate capital. As the asset management companies have been allowed to apply for undertaking of business as a trustee, the
prescribed. The proposal includes rectification period, restriction of business operations during rectification period and undertakings in case of failure to rectify. The proposed rules will provide more up-to
. Reviewed by taking into account comments and recommendations of the business operators received from the previous public hearing, the draft rules include rectification period, restriction of business
ก.ล.ต. เปิดรับฟังความคิดเห็นการกำหนดให้การประกอบธุรกิจให้บริการระบบอิเล็กทรอนิกส์เพื่อการซื้อขายหลักทรัพย์ (Electronic Trading Platform : ETP) เป็นธุรกิจหลักทรัพย์และแนวทางการเข้าร่วมโครงการทดสอบและ
The SEC is hosting the Asia Pacific Takeovers Regulators Conference 2019, an annual platform for expanding cooperative network within the region and sharing views on regulatory frameworks and
in establishing a sustainable bond data platform as well as to explore the possibility of displaying Thai sustainable bonds (Green Bond, Social Bonds and Sustainability Bonds) on LGX, a platform
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