handling cyber threats. The activities include stakeholder training, cybersecurity planning and cyber drills. The whole process is expected to help the involving parties lay out their own appropriate and
Annual Registration Statement (Form 56-1) and the Registration Statement for Securities Offering (Form 69-1) to include the CG Code compliance as well as other important information such as the level of
The measures include the Bank of Thailand (BOT)’s permission for financial institutions that have purchased investment units of daily fixed income funds to place such investment units as collateral
principle that the asset classes eligible for the repurchase (repo) and reverse repurchase (reverse repo) agreements between the securities companies and non-institutional investors be extended to include
include listed securities and investment units of open-ended funds with daily redemption feature, except investment units with transferable restrictions. In any case, such repo transactions would have to
include information material to making investment decision and in comprehensible language and formation.?Changing working approach and implementing personnel capacity building will support TIA to be
knowledge and understanding in capital market products and services before making investment decision. Those questions include ?What are the risks and rewards of the investment??; ?What kinds of investors are
such behaviors prior to re-filing public offering application. In this regard, such securities include shares, share warrants, debentures and convertible debentures as well as units of infrastructure
financial markets. Monthly disclosure should include at least the following information:1. Mutual funds holding securities directly: Top five securities held (for balanced funds, equity and debt separately
defrauding and embezzling PICNI?s assets, which include World Gas (Thailand) Co., Ltd.?s shares, causing damage to the company. To prevent the alleged persons from removing or disposing of their assets, the