for sale overseas with foreign nationality (normal persons/juristic persons) or via omnibus account under a foreign mutual fund management company. 1.2 Relaxation on the unitholding proportion with
in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while
qualified audit personnel and inability to react to changes of professional standards and more complicated structural transactions, will also be addressed to support market readiness for current dynamic
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation
countries are unable to calculate the NAV at the end of the trading day due to time zone differences. Therefore, the mutual fund management company may request from the SEC a relaxation on the requirement
, the mutual fund management company may request from the SEC a relaxation on the requirement related to the timing for calculation and announcement of the NAV and the investment unit value, the offering
/04/2019 01/05/2019 2. Notification of the Office of the Securities and Exchange Commission SorKhor/Nor 37/2550 Relaxation on Calculation and Announcement of Net Asset Value of Mutual Funds Investing
defaults of debt instrument issuers Exercise of voting rights in a shareholders’ meeting Dividend payment Fees Procedure for dissolution of mutual fund Relaxation of rules Additional rules for guaranteed
funds that may not have already accepted retail investors. Previously, mutual funds were allowed to invest in SET-listed infrastructure funds or those offerred to retail investors only; (3) Relaxation of