sentenced Prachai Leophairatana and Chienchuang Kalayanamitr each for a 3-year imprisonment and ordered Stern Stewart & Co. (Thailand) Ltd. and TPI Polene Plc. (TPIPL) each to pay a fine of 6,900,300,000 baht
Chairman and Executive Chairman of the Friends in Need (of “PA”) Volunteers Foundation, the Thai Red Cross Society, and foundation executives. On this occasion, the SEC made a charitable donation of 320,000
is to ensure that the Thai people will be able to benefit comprehensively and equitably from the capital market, promoting sustainable financial well-being. In implementing this strategic plan, a
company as seen appropriate, or clarify the reasons for inability to comply with the I Code, or implement a substitute measure. The I Code principle application and results should be disclosed on
act caused by an external factor, {A}’s submission of false documents to the bank in order to help the client was deemed a failure to perform duties or provide services with loyalty pursuant to the
Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
. This will help investors access investment tokens more widely and provide businesses with more efficient fundraising channels.In the case of due diligence, an ICO portal is able to outsource only a due
encourage more listed companies to seek cross-listings in the region to broaden their investor base. With more cross-listings, investors in the region will have easier access to a broader choice of
emphasized active engagement of all sectors to make sure that the capital market will continue to serve the country’s important demands. This is the first time that an SEC strategic plan has given a