in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while
qualified audit personnel and inability to react to changes of professional standards and more complicated structural transactions, will also be addressed to support market readiness for current dynamic
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
sentenced the accused to pay a fine of Baht 89,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 44,500 and a further fine of Baht 100 each day starting from
of Baht 181,200. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 90,600 and a further fine of Baht 100 each day starting from the day after prosecution
until the company so complies. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 178,500 and a further fine of Baht 500 each day starting from the next day of
pleaded guilty, the Court reduced the fines by half, resulting in a fine of Baht 261,000 and a further fine of Baht 250 for each day starting from the next day of prosecution date (March 30,2016) until the
failing to file the reviewed financial statements for Q3/2016. Since the defendant pleaded guilty, the Court reduced the fines by half, resulting in a fine of Baht 40,000 and a further fine of Baht 500 for
40,000. As the accused confessed, the penalty was reduced by half to a 6 months imprisonment and a fine of Baht 20,000. Since the accused had never been sentenced to imprisonment, the jail term was
reduced the fines by half, resulting in a fine of Baht 261,000 and a further fine of Baht 250 for each day starting from the next day of prosecution date (March 30,2016) until the company so complies