conduct must be as strict as those imposed on the sale of high-risk products and the associated risks must be clearly disclosed; (8) Debt issuers must use the raised money to repay for the earlier
Recent news reports on cyber attack on a foreign decentralized finance platform, which resulted in tremendous loss of clients’ digital assets, have raised concerns over cybersecurity. The SEC is
allocation along with the service matching investment objective of each investor. Additionally, the SEC has recently raised the bar by requiring that the said advice and service must be provided by an approved
the public hearing on the proposed amendments to the regulations and the concerns raised by asset management companies in the focus group meeting held in October 2020. To this extent, the SEC amended
10,200/AdjRW - Service Revenues of a subsidiary (AMARC) for 2ndquarter and 6-month period totaling of Baht 36.7 and Baht 74.1 million have raised at 2.5% and 8.7% growth over same period of last year
process takes into consideration the environment and the difficulties and obstacles in business operation raised by the business operators, resulting in the proposed revision of the rules, such as : ( 1
any directors or executives of IFEC, past and present, are found to have been involved in any offences, the SEC will take prompt and swift legal actions
investment consultants must be prompt to provide the said services by the next 2 years, there is time for all commercial banks to develop the staff competency. Meanwhile, the SEC asked the commercial banks to
the acquisition is not executed, W may have to wait until 31 December 2020 to take the money back even though any acquiring party can normally demand a prompt return of deposit. Besides, once the