who provide back office service for securities company; “Back office” means operation, accounting and finance, information technology concerning to client information, internal audit, compliance or
provide additional collateral as security for debt repayment, such agreement must be enforceable under the law. - Applicable to the offering of short-term bills and bonds. - For the offering of bonds, the
scope of audit is limited by any act or omission to act of issuers' directors or executives. 2. The issuers shall not fail to file the financial statements or related reports to the SEC/ SET. 3. In case
auditor's scope of audit is limited by any act or omission to act of issuers' directors or executives (except for offering by foreign governments). 4. The issuers shall not fail to file the financial
.............................................................. 17 4 5 I. IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISERS A. Directors and Senior Management1 Provide the names, nationality, addresses and functions of the issuer's directors and senior
' Meeting No. 2/2020 on the restructure of the shareholding in subsidiary companies 28/02/2020 21:57 Report of the resolutions of the Board of Directors on capital increase, connected transaction, omission of
Omission and Acquisition and Disposal of Assets dated 9 March 2020 Reference is made to the Board of Directors’ resolution of E for L Aim Public Company Limited (“the Company”) held on 9 March 2020 that
stakeholders. This type of information, when combined with financial information, can provide valuable insights to the overall quality of management which is a critical factor in the appraisal of a firm’s
during the last 90 days prior to this offering: No Yes – provide details on the number of shares / reserved shares for conversion of convertible securities and conversion price. Par Value
or should have been known, but not exceeding two years from the effective date of registration statement.” 1 I. DESCRIPTION OF THE DEBT SECURITIES A. Economic Terms of the Debt Securities 1. Provide