level depending on   knowledge   and   virtue   to achieve the goal of balance, prosperity and sustainability of individual well-being and the society at large. In other words, by adhering to this

forecasts & stock recommendations by analysts affect investment decisions • Bae et al. (2021): Analysts improve investment efficiency • Jing et al. (2023): The monitoring role of analysts enhances

level depending on   knowledge   and   virtue   to achieve the goal of balance, prosperity and sustainability of individual well-being and the society at large. In other words, by adhering to this

level depending on   knowledge   and   virtue   to achieve the goal of balance, prosperity and sustainability of individual well-being and the society at large. In other words, by adhering to this

On 15 June 2023, the SEC took part in the MMoU/EMMoU Monitoring Group meeting, in which IOSCO members’ information sharing and assistance under the MMoU/EMMoU framework was reported, and made an

supervision and risk assessment of intermediaries and the monitoring of industry development, to prevent excessive burdens on securities and derivatives intermediaries.The proposed revision covers the reporting

mobilization, corporate monitoring and accounting supervision. Prior to joining the SEC in 1992, she was an analyst at the Bank of Thailand.The SEC's new line of commands effective from 11 February 2019 is

monitoring and coordinating with the business operators, we have found that they have implemented their BCP to manage possible impacts of COVID-19 and opened an alternative site or installed remote working

and underwriting of investment units and securities borrowing and lending.  This is to ensure sufficient information for monitoring and examining safe-keeping of client assets. The consultation paper is

Monitoring on Financial Report of Business in Capital Market Related Web Links SHARE : For More Information ContactUs ​Audit Oversight Department Tel. +66-2263-6097 / +66-2263-6096    Financial Reporting