(Oldest) DRAFT director of the derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent

(Oldest) DRAFT director of the derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent

. Returns from Sukuk or Shariah (Islamic Laws) compliant bonds are in the form of risk and reward sharing between fund raisers and Sukuk holders, not the interest or any other profits prohibited by the

. Returns from Sukuk or Shariah (Islamic Laws) compliant bonds are in the form of risk and reward sharing between fund raisers and Sukuk holders, not the interest or any other profits prohibited by the

from a client?s account, which was deemed a breach of duty. She was also found to have acted in such a way that indicated dishonesty to the bank. In this regard, Sarinrat was deemed having prohibited

. This incompliance is deemed a prohibited characteristic as prescribed in Clause 3 (11) of the SEC Notification KorThor/Nor/Khor No.3/2548 Re: Prohibited Characteristics of Personnel of Securities

director being representative of investors or persons who is able to protect investors? interests, and (2) at least two directors with expertise in underlying products. All directors must have no prohibited

confirmation documents, causing damages to the clients and Siam City Securities Co., Ltd. was deemed a prohibited characteristic of securities company executives under the Notification of the Securities and

performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may be, as

. Thakorn Taweesri and (5) Mr. Danuj Bunnag. As a result, they were deemed to have untrustworthy characteristics to become company directors or executives and were banned from serving as directors or