similar manner as custody of digital assets; 2) Custody of fiat money and digital assets: the use of a client’s assets for the benefit of another client or other persons shall be prohibited and clients
damage at the amount of 20,000 baht. SEC has considered that Sorrapon failed to perform duties with loyalty* by committing wrongful acts against the investor’s asset, which was deemed a prohibited
. Notification of the Office of the Securities and Exchange Commission No. SorKhor. 22/2553 Re: Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees
prohibited characteristics under Clause 3(13) of the SEC Office Notification No. KorThor/Nor/Khor. 3/2548 Re: Prohibited Characteristics of Securities Business Personnel dated January 17, 2005 and Clause 3(13
. Thakorn Taweesri and (5) Mr. Danuj Bunnag. As a result, they were deemed to have untrustworthy characteristics to become company directors or executives and were banned from serving as directors or
> The SEC has banned Mr. Porameth from holding the position of director or executive at any issuing or listed companies for 3 years from 8 June 2018 to 7 June 2021. SEC Act (before the fifth
the Civil Penalty Committee as follows : - a civil monetary penalty of 235,036,775.00 Baht The SEC has banned Ms.Poramaporn from holding the position of director
Penalty Committee as follows : - a civil monetary penalty of 7,126,800.00 Baht The SEC has banned Mrs. Narumon from holding the position of director or executive at
penalty of 500,000.00 Baht The SEC has banned Mr. Pranay Kothari from holding the position of director or executive at any issuing or listed companies for 1 year from May 17, 2019. SEC Act
the Civil Penalty Committee as follows : - a civil monetary penalty of 257,284,350.00 Baht The SEC has banned Mr. Prasert from holding the position of director or