ensuring that listed companies are capable of fully complying with relevant criteria, and sufficiently supporting investment decisions. Moreover, financial advisors give opinions to shareholders when listed
This proposed amendment to the regulations on qualifications of capital market auditors aims to facilitate capable auditors’ entry into the capital market to perform audit work and to streamline
) before approving an account opening to ensure that the client is legally capable for executing legal acts with digital asset business operators, and review the KYC to ensure that the client’s information
) เช่น มีคำอธิบายเกี่ยวกับผลขาดทุนสูงสุดที่อาจเกิดขึ้น (worst case scenario) รวมถึงจัดเก็บหลักฐานการให้คำแนะนำแก่ผู้ลงทุน
scenario) นอกจากนี้ ได้กำหนดเวลาการพิจารณาคำขออนุญาตของ ก.ล.ต. เป็นภายใน 7 วันทำการนับจากได้รับเอกสารครบถ้วน เพื่อให้สอดคล้องกับความละเอียดและซับซ้อนของข้อมูลที่ต้องพิจารณาในการนี้ ก.ล.ต. ได้เผยแพร่เอกสารรับ
company shall provide a reservation of information and computer system of the securities company which is capable of supporting the business operation continuously, efficiently and up to date. Clause 9. The
correctly. Clause 8. The securities company shall provide a reservation of information and computer system of the securities company which is capable of supporting the business operation continuously
1. Climate-scenario analysis – risks & opportunities over short, medium and long term 2. Impact assessment - business strategy and financial planning 3. Vulnerability assessment & resilience of
of years wherein auditors are entrusted to be in charge of audit work and affix signature in giving opinions on behalf of the audit firms. Such amendment will allow capable and knowledgeable auditors
of the previous year which were 3.68:1 and 0.19:1 times, respectively, indicating that the Company still stable financial status and capable to pay trade liabilities. Please be informed accordingly