derivatives exchange; “derivatives clearing house” means an entity licensed to operate business as a derivatives clearing house; “personnel in derivatives business” means: (1) a person who assumes a job for the
regulations. Whereas the laws or regulations that are no longer necessary or outdated, or become obstacles to public livelihood or occupation will be repealed or revised to eliminate burden on people and
___________________ Chapter 1 Fund Managers __________________ Clause 3 In this Chapter, “relevant employee” means an employee of an investment management company who, in the course of his/her job duties, receives
whether organize seminar, event and more. The company will continue to develop in order to sustain its future growth as well as adhering the security, job expanding and consideration of all stakeholders
advantage of their job position and duties related to securities allocation to seek personal gains for oneself or other persons. By committing such act which gained him more than 42 million baht in benefits
manager regardless of what the job title may be, including whomever assigned by the highest-ranking manager.
ตุลาคม 2563 นี้ ณ อาคารกีฬานิมิบุตร สนามกีฬาแห่งชาติ เขตปทุมวัน กรุงเทพมหานคร เพื่อยื่นสมัครและสอบสัมภาษณ์กับ ก.ล.ต. และจากที่ ก.ล.ต. ได้ร่วมออกบูธในงาน Job Expo Thailand 2020 จัดโดยกระทรวงแรงงาน มีผู้ยื่น
with accountability by using knowledge, skill, experience and prudence as usually required from the person of same profession and to uphold professional code of ethics of a financial advisor; (2) to
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