Principles for Undertaking Securities and Derivatives Businesses
draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients
The SEC Board’s approval of the principles for supervising additional digital asset businesses would not only benefit securities companies that have recently showed their growing interest in
for listed companies.The new rule would benefit listed companies that comply with good corporate governance principles when they plan to conduct a PO, provided that certain stipulated conditions are met
and experiences among experts to keep up with development of accounting principles having effect on financial information disclosure. Vorapol Socatiyanurak, SEC Secretary-General said that the seminar
transfer of fiat money from the accounts opened for the benefit of clients shall comply with the principles for decentralized approval authority, multi-sign approval authority, and check and balance, in the
aspect of ESG principles, from the areas of capital market products and issuers to intermediaries and investors. The SEC also encourages business sectors in the capital market to disclose ESG information
? pre-determined investment scope.The proposed rules have taken into consideration the public?s and stakeholders? comments and suggestions collected from the hearing on the guiding principles in last
comments gathered earlier from the hearing on the guiding principles in July this year, and made further revisions to enhance flexibility and appropriateness in practice.Essentially, the rules would revise
unlikely to benefit GJS. Nevertheless, the GJS Board of Directors views that the financial support transaction is reasonable and will benefit the overall financial restructuring of the group of