of preventing and blocking the spread of such deceptive information to the public.Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “The SEC places great importance on protecting investors

holding various positions in agencies with an emphasis on equality, and (6) preventing and solving the problem of sexual harassment or assault in the workplace, enhancing knowledge, understanding of

The MOU with the AMLO aims to enhance collaboration for the benefit of preventing and suppressing money laundering with a focus on mutual sharing of information and agency-specific expertise. This

mutual fund management: Asset management company (AMC) shall have fiduciary duty to protect the interest of unitholders. In so doing, AMC shall lay out a policy for preventing and monitoring any act that

assets, protecting investors from frauds or exploitation, and preventing money laundering.Regarding digital token offering, the Digital Asset Business Law requires filing of the registration statement and

their product offering approaches to prevent conflicts of interest with parent companies. Strategy Four: To develop tools for empowering investors in their investment decision making, preventing frauds

place measures for preventing conflicts of interest and investment policies that aim for the best interest of clients and the investment management industry at large.?  The Thailand: Institutional

intermediary shall provide services by taking into account the best interests of a client , protection of client ’s interests, and preventing the causes of damage to investors and appearance of Thai capital

) being able to show that an internal control system capable of preventing wrongful acts that may cause damage to securities issuers or securities holders will be put in place. Clause 4 The application for

preventing wrongful acts that may cause damage to securities issuers or securities holders will be put in place. Clause 4 The application for a license under Clause 3 shall be submitted together with the