SEC Search

The existing regulations for newly issued share offering through PP require that listed companies submit an application for approval to the SEC and disclose material information related to the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9319

SEC files a criminal complaint against 13 offenders for manipulating FVC share prices and trading volumes

. They divided responsibilities for placing trading orders of FVC stocks, while coordinating and supporting one another consistently. This resulted in irregularity of the FVC share prices and trading

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10448

SEC imposes civil sanctions on nine offenders for manipulating NMG, EIC and TH share prices

manner of boosting the share prices, matching orders among themselves, or executing trading orders in a manner of obstructing trading activities of other persons. Their actions misled the general public

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10452

SEC public hearing on drafted regulations for newly issued share offering through private placement

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=840

หนังสือชี้ชวนกองทุนรวม - SCBMLCA : กองทุนเปิดไทยพาณิชย์ Machine Learning China All Share

บริษัท หลักทรัพย์จัดการกองทุนไทยพาณิชย์ จำกัด|กองทุนรวมเพื่อการออม | วันที่เสนอขาย : 08/12/2563 - 22/12/2563

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0329&PYR=2563

Mutual Fund Prospectus - ABCA : abrdn China A Share Sustainable Equity Fund

ABERDEEN ASSET MANAGEMENT (THAILAND) LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 06/06/2023 - 16/06/2023

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0303&PYR=2564

Mutual Fund Prospectus - SCBRMMLCA : SCB Machine Learning China All Share RMF

SCB ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Retirement Mutual Fund : RMF | Offering Date : 24/08/2021 - 30/08/2021

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0310&PYR=2564

SEC, UN Women and TLCA jointly host a seminar on “Leadership Role and Sustainable Business” to promote women’s empowerment and gender equality in the capital market

In her opening remarks, Ms. Ruenvadee Suwanmongkol, Secretary-General of the SEC, said: “As a capital market regulator and policymaker, the SEC has been promoting gender equality, considering human rights, as a part of our strategic priorities to support listed companies in their integration of environmental, social and governance considerations into business practice. Today’s seminar is organized as a commemoration of the International Women’s Day and to further highlight the importance o...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9884

SEC Thailand, as the host of the 30th ASEAN Capital Markets Forum (ACMF), and other ASEAN regulators endorsed the Roadmap on ASEAN Sustainable Capital Markets

SEC Thailand, as the host of the 30th ASEAN Capital Markets Forum (ACMF) on 18 March 2019, and other ASEAN regulators endorsed the Roadmap on ASEAN Sustainable Capital Markets to provide clear

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7375

SEC and TFAC co-host a seminar on the Value of Audit Research Project to discuss ways to enhance credibility of Thai financial reporting

At the seminar, Prof. Pornchai Chunhachinda, PhD., SEC Board member, gave a keynote address on the topic, “The Importance of ESG Disclosure and the Roles of Auditors towards Sustainability of the Thai Capital Market and Economic Growth.” In addition, the research team from Thammasat University led by Prof. Witawat Rungruangphon and Mr. Weerapong Kitiwong, PhD., presented the results of the Value of Audit Research Project, revealing the main reason why stakeholders or related parties have failed...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9828