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company directors and the unclear information regarding the invitation to the Board of Directors meeting, the SEC has therefore instructed JKN and persons involved to give additional clarification and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10277

SEC prepares to issue regulations that the “Chairman” and the “Manager” of IPO companies and listed companies to be different persons

will be effective in 2021. SEC has made the public hearing document available at https://www.sec.or.th/hearing. Related persons and interested parties may express their comments on the website or

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8561

SEC is open for comments on the draft notification on the delegation of other persons by business operators to operate a business on their behalf

SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8392

SEC files a criminal complaint against 29 offenders with DSI for manipulating DPAINT share price and/or trading volumes

According to a referral from the Stock Exchange of Thailand (SET) in 2022 and the SEC’s further investigation, evidence indicates that the 29 persons, namely: (1) Mrs. La-or Tangkaravakoon, (2) Mrs

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11490

SEC files criminal complaint against directors, managers, or persons who are responsible for keeping BX private key and provides clues of persons who are suspected of wrongfully transferred clients

Following the announcement of BX (which formerly operated in digital asset exchange business) that its business operations will completely shut down on 3 April 2020 which means it will stop servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter to other out-of-control wallets without client’ instructions. That actions incurred losses to other...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8818

SEC files a criminal complaint against 17 persons, being former directors and executives of EARTH and others, for creating a false debt and requested the public prosecutor to file a civil action

; (3) Mr. Thanawat Pratoomsuwan; (4) Mr. Phiroon Phihakendr; (5) Mr. Phipat Phihakendr; (6) Mr. Phiboon Phihakendr, and (7) Miss Kanchana Chakvichitsopon and 10 creditors and their authorized persons

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8206

SEC files complaint against five other METRO-TUCC-SECC share manipulators

that Porntep and Arada had conspired with Suriya Larbvisuthisin in using other persons? trading accounts to manipulate the share price of Metro Star Property Plc. (METRO) during September 19-November 30

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4394

SEC files complaint against FOCUS, IFEC and RCI share manipulation case

aiding and abetting Sagha?s share manipulation by finding trading accounts of other persons for Sagha, sending trading orders to manipulate the share prices, and helping with financial transactions related

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3436

The Criminal Court sentenced manipulators of FOCUS-IFEC-RCI share prices

Bangkok, November 1, 2012 ? The Criminal Court sentenced Sagha Sakulekpaisan to two-year imprisonment for manipulating share prices of three companies, i.e., Focus Development and Construction PLC

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4755

SEC files a criminal complaint against 13 offenders for manipulating FVC share prices and trading volumes

According to a referral from the Stock Exchange of Thailand (SET) and the SEC’s further examination, there was evidence that 13 persons, namely: (1) Mr. Suraphong Triamchanchai, (2) Nippon Pack

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10448