Supervisory Board hereby issues the following regulations: Clause 1. Provision in (3) of Clause 1 of the Notification of the Capital Market Supervisory Board No. TorThor. 70/2552 Re: Rules, Conditions and
Currently, the regulations related to provision on Repo grant an exemption or prescribe flexible conditions for business operators that provide services or engage in transactions with institutional
, Conditions, and Procedures for Establishment and Management of Funds dated 10 June 2004, the Office of Securities and Exchange Commission hereby issues the following regulations: Clause 1. The provision in
in which any related person purchases an investment units of the mutual fund under management of the mutual fund management company.” Clause 2. The provision in Clause 14 of the Notification of the
repealed and replaced with the following provision: “Clause 8 Securities company shall arrange to have person who is responsible for operating the work of full-service branch office and online branch office
Exchange Commission No. Kor Thor. 21/2563 Re: Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision
with the following provision: “Section 3. In this Royal Enactment, “special purpose juristic person” means a vehicle established for the purpose of securitization and registered as a special purpose
, the provision of the Notification of the Office of the Securities and Exchange Commission concerning Criteria, Conditions and Procedures for Approval of Trust Managers and the Operating Procedure shall