, and in the calculation of their net capital, adjust the risk value (haircut) of securities with irregular price movements, i.e., the securities required by the SET to trade on cash balance accounts for

and shall provide a measure on prevention of danger from the environment or any disaster arising to the significant computer devices in the information centre . Clause 6. The securities company shall

stored in the information centre and shall provide a measure on prevention of danger from the environment or any disaster arising to the significant computer devices in the information centre. Clause 6

Market Integration ? The SEC advised that the ASCO study possible impacts of ASEAN Capital Market Integration and adjust business plans or strategies in preparation for the integration which will enable

Rapid changes from technological advancements, consumer behavior and greater expectations of investors are causing listed companies to adjust their business strategies by incorporating good

แบบ RLA (Risk Level Assessment) [สำหรับการนำส่งรอบที่ 1 ปี 2566]

Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism

Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses

Rules in Detail on Financial Resource and Risk Management of Derivatives Clearing Houses

แบบรายงานมูลค่าความเสียหายที่เกิดจาก operational risk