when such securities company has resumed its business operation with the approval from the SEC or the Office. (2) Any securities company, which ceases to undertake any particular category of its business
such securities company has resumed its business operation with the approval from the SEC or the Office. (2) Any securities company, which ceases to undertake any particular category of its business or
in any particular case. If an offender fails to pay a civil penalty, in full or in part despite already agreed upon, or refuses to comply with a civil sanction, the SEC may seek the Civil Court's
particular person or persons. The revised rules are expected to become effective by August this year. Rapee Sucharitakul, SEC Secretary-General said that recently equity private placement deals of listed
from 2019. The revision of TFAC will render effects on preparation of the financial statements, in particular the report of financial transactions and the disclosure of information in notes to
and obligations of the listed companies. In particular, true sale and borrowing transactions are different in respect of accounting record and thus significantly affect the companies? profits in each
from the purchases during the motor show in July. In 2020, commercial banks accelerated their assistance to debtors, in particular for SME. The BOT has provided a six-month loan payment holiday for both
. Regarding the next 15-year perspective, the Secretary-General said: “It is difficult to make a clear-cut prediction while the digital asset industry is in constant, dynamic change. Nevertheless, the SEC is
signs MOU with Central Institute of Forensic Science to increase efficiency in testing evidence of offenses in the capital market. capital market are complicated and finding the evidence is difficult
appropriate consultation took place for difficult or contentious matters? If yes, Please describe the policies and procedures. If no, How does the firm ensure that the difficult or contentious matters have been