สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดกิจกรรมร่วมคิดร่วมสร้างสรรค์ (co-creation workshop) ร่วมกับผู้ประกอบธุรกิจที่ให้บริการให้คำแนะนำและออกแบบการลงทุน เพื่อส่งเสริมการ
companies that incorporate environmental, social responsibilities and governance factors into their business strategies and practices will lead to sustainable long-term value creation to our clients/ unit
Sustainable Value Creation Principle 3 Strengthen Board Effectiveness Principle 4 Ensure Effective CEO and People Management Principle 5 Nurture Innovation and Responsible Business Principle 6 Strengthen
, social responsibilities and governance factors into their business strategies and practices will lead to sustainable long-term value creation to our clients. By signing this letter, Cartica Management, LLC
Chapter 3; (3) management of tiered participation arrangements in securities clearing houses and central securities depositories, as detailed in Chapter 4; (4) management and disclosure of information, as
requirement for financial advisor participation in the preparation of the registration statement; 3) Fees: to exempt the filing fee of the registration statement and require only the application fee of
Measures for preventing conflicts of interest are an important part of the SEC policy especially in the process of securities issuance and offering, which involves participation of key
benefits related to any financial product sellers. Such advice must be made online via website or electronics channels with a feature for general people’s participation for comments.Investment advisors
abolished or revised to lessen burden on people. By doing so, methods used must be done with speed, transparency, low costs with participation from all related parties.