to support of departments and professional staff engaged in enforcement and ensuring companies comply with Listing Requirements: Market Surveillance: 17 persons Listed Company Oversight: 22 persons

and Audit Oversight >   Auditor Supervision Regulations SHARE : Detail Content ​​Financial reporting and audit oversight   ​​​​​​ 2. Auditor Supervision​   The SEC has put its continuing effort on

>   Financial Reporting and Audit Oversight >   Auditor Supervision >   Quality Assurance & Review Regulations SHARE : Detail Content ​​​​​​​​​ ​​​​​​Financial reporting and audit oversight   2. Auditor

surveillance. As a result, the Thai BDC is expected to increase its role in market surveillance and to develop the electronic trading platform to accommodate the Thai debt instrument marketûs future growth https

. Thailand Futures Exchange Public Co., Thailand Securities Depository Co., Ltd. Thai NVDR Co., Ltd. Subsidiaries CEO office Commercial Operation Support& oversight Development Fund Capital market education

ของระบบซื้อขายให้มีความเรียบร้อย (Market Surveillance)  

model, the number of clients and the transaction volume;  4)    Rectifying the operation under the work system which promotes and maintains orderly market surveillance on the trading system

BIR program. The revision would accommodate the BOT’s market surveillance to acquire in-depth, complete, accurate and timely information on foreign bond investors’ behaviors. Such information would

first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to

oversight authority Are you currently a registered auditor in your home jurisdiction with an audit oversight authority? Yes No If yes, please state the – Name of the authority Your Registration number Contact