of regulations Related Regulations Summary of regulations 1. Authority of the SEC 2. Fund managers 3. Mutual fund performance measurement 4 . Preparation of financial reports of mutual fund 5
maintains its mission to oversee and develop the quality of auditors in the capital market. The quality control system of the audit firms is regularly inspected, and the audit engagement is randomly selected
and responsibilities of relevant units, including an independent risk management unit, while risk- adjusted performance measurement has been applied with each business unit. KBank’s risk, capital and
under its responsibility Ensure that units offered for sale exclusively for high net worth investors are not allocated to retail investors Oversee to ensure that the trust is not becoming a private trust
other institutional investors to oversee the investees, encourage them to seek solutions or make changes based on good corporate governance principles to create long-term benefits rather than short-term
category is a pooled fund contest.The AOP will appoint an ad-hoc contest committee to oversee the application and the documents, any qualified party will advance to the interview round. The total scores
, (2) single funds of private companies, and (3) pooled fund of asset management companies.The AOP will appoint an ad-hoc contest committee to oversee the application and the documents, any qualified
Ministers ' Process.In June 2016, Australia, Japan, Republic of Korea, New Zealand and Thailand entered into a memorandum of co-operation (MoC). The JC was established under the MoC to oversee the effective
business operators who have expertise in the investment products of interest, the services in which Thai business operators also have responsibilities to oversee the appropriateness of foreign business
as at 31 December 2019 was Baht 3,954.97 million due from fair value of investments measurement amount of Baht 1,771.18 million. Current liabilities as at 30 June, 2020 was Baht 2,345.97 million which