money to the company as originally intended by the client. Instead, he used the money for his own benefit. As a result, the client’s life insurance policy became ineffective and the client suffered
confession that she had misappropriated the client’s money and used it for her own benefit at the approximate amount of 2.5 million baht. SEC has considered that Sunisa failed to perform duties or provide
themselves against investment scams. The lecture covered various topics, including Three Key Factors of Value Investing (Principal, Return, and Time), the “Three Knows” (Know Oneself, Know Others, and Know Own
Investment for Gen Z” to approximately 500 students at Suan Sunandha Rajabhat University, Nakhon Pathom Campus. The session focused on the “Three Knows” (Know Oneself, Know Others, and Know Own Risks), the 5
stage, an offer for sale of ASEAN CIS will be allowed only to institutional investor and high net worth individual as they can take care of and protect their own benefit and are capable of assessing
her own benefit through clients? accounts which were unprofessional and non-compliance with Clause 14(2) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and Standards of
covered various topics such as deposit protection, debt relief measures, the “Three Knows” (Know Oneself, Know Others, and Know Own Risks), and Investment scam advertisement. The event took place on 20
), misappropriated PPPC's money to invest in and pay off debts of the companies over which he had full control for his own benefit, causing damage to PPPC's property, violating Section 307, 308 & 311 http
STEC shares for her own benefit. She did sell 91,900 STEC shares on 19 January 2018 and benefited from the sale as well. Woraphant’s acts were deemed securities trading while knowing or possessing and
three months on account of using a client?s account for the benefit of oneself and others. Revocation ? Kunakorn Karnchavakul (former names ? Rachata or Worrawit Sertpannuk), former marketing officer of