members to keep pace with the emerging risks and challenges caused by technological advances. The Thai SEC is among the inaugural group of 23, out of 130, securities regulators that are approved to become
Limited (UKEM) shares held by her nominee within the period specified in the notification of the Capital Market Supervisory Board after such acquisition or disposal caused her aggregate holding of UKEM
Limited (SLC) shares held by his nominee within the period specified in the notification of the Capital Market Supervisory Board after such acquisition or disposal caused his aggregate holding of SLC shares
held by his nominee within the period specified in the notification of the Capital Market Supervisory Board after such acquisition or disposal caused his aggregated holding of CMO shares reached or
Mr. Pattarapob Ittisanyakorn On February 10, 2015 and March 11, 2015, Mr. Pattarapob Ittisanyakorn acquired shares of K.C. Property Public Company Limited (KC) which caused his aggregated holding of
matching orders within the group which caused TYM share price inconsistent with normal market conditions to mislead the general public about TYM trading values and volumes and lure the general public to
manner that concealing, inflating and stabilizing the share price and matching orders within the group which caused TYM share price inconsistent with normal market conditions to mislead the general public
front run his client’s futures trading orders. Such trading orders made through Ms.Nanthanat Srisawangwong at another broker for his personal gain. This action caused financial damages to his clients