Division comprises Intermediaries Supervision and Development Department, Intermediaries Inspection Department and Licensing Department. 2. Deputy Secretary-General Vasant Thienhom is in charge of the
related information, (2) revising the supervision of major shareholders of business operators under both laws so that it will be applied consistently, (3) reconciling the supervision of persons who work
will invest in digital assets and to be aware that the supervision and regulation thereof by government agencies can partially reduce risks, such as the risk of being deceived and being taken advantage
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) บรรยายในหัวข้อ “SEC Roles and Capital Market Supervision and Development” ให้แก่คณะนักศึกษาหลักสูตร
facilitate the exchange of experiences among law enforcement personnel involved in the Thai capital market. During the event, SEC executives presented lectures focusing on supervision and law enforcement
custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trading framework. The Custodian Club consists of 13 members, including commercial banks engaging in fund supervision
/ Investment Analyst Appplication Process Regulatory Summary Related Rules and Regulations SHARE : For More Information ContactUs Investment Management Supervision Department Tel. +66-2263-6076
/ Investment Analyst Appplication Process Regulatory Summary Related Rules and Regulations SHARE : For More Information ContactUs Investment Management Supervision Department Tel. +66-2263-6076
The management of two agencies discussed on enhancing cooperation between SEC Thailand and the SECC for capital markets development and supervision. This included encouraging listed companies from
service and digital asset fund manager to the scope of digital asset business under supervision of the Digital Asset Business Law, to ensure the SEC’s appropriate supervision of digital asset businesses