services to protect investors’ asset and stringent supervision on asset separation to keep private funds safe without asking for the approval of being custodian again. Such move will improve flexibility
’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will
plant infrastructure funds to use the capital market to raise funds as the industry is important to national development. The move will bring the regulations into alignment with the government’s
. In a move to restore capital market confidence, the cabinet approved an additional tax privilege for people who purchase investment units in Super Savings Fund (SSF) which invests not less than 65
remained unchanged at 20%. In 2013, the SEC performed the firm-level reviews for the total of 8 audit firms, as planned, and observed significant improvements in most aspects, especially in client acceptance
provision.To improve the service provision standards, the Association of Securities Companies has drawn up the draft operating guidelines to be observed by its members. Upon the approval of SEC, securities
กำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดขึ้นระหว่างวันที่ 1-2 พฤศจิกายน 2564 โดยกล่าวถึงมุมมองความคิดเห็นและแนวทางการกำกับดูแลสินทรัพย์ดิจิทัลที่กำลังจะเกิดขึ้นในสหรัฐฯ ในหัวข้อ “U.S. SEC's Move on
country. In the future, they might move forward to other capital market businesses; for example, a business of limited broker, dealer and underwriter (LBDU), if they are able to meet with the requirements
Electronic Services Presently, Thailand will move to the Digital Transformation and the government https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201804/18035195.pdf 18046234.pdf sectors